Fiduciary Governance Insights

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How to Prepare for a 401(k) Audit

If the DOL comes knocking, is your plan prepared for an audit? Be aware of red flags, how to respond and what documents to have ready.
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Q1 2022 News and Information for Employers | Fiduciary Plan Governance Edition

Get ahead of the curve: The most anticipated topics of 2022: Important information regarding audits, ESG funds and DEI in your workplace!

Why Your Plan’s Investment Policy Statement (IPS) Is Probably a Fiduciary Landmine

Many retirement plans with an investment policy statement (IPS) are using one that likely creates more risk for their fiduciaries.

Should You Hire an ERISA 3(38) Fiduciary Service Provider?

While more firms are starting to offer 3(38) fiduciary services, Greenspring Advisors has been 3(38) fiduciary service provider since 2007.
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The Importance of Fiduciary Training for Retirement Plan Committees

One of the most important ways for a company to minimize fiduciary risk is to provide fiduciary training for retirement plan committee members.

I’m A Fiduciary – What You Talkin’ About?